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doc(results): audit Arora–Barak chapters 11–13, 15, 21 and 22 - #4764

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Nov 13, 2026
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Part of #4711. Audits all 40 numbered results in chapters 11–13, 15, 21 and 22 of the pinned 2007-01-08 draft against main b91d5151fd7dc665a5e3efcb466077caf44e690d (CSLib ee99dd30bd1a9f466c25a51b39a5cb0bfe4d2342). Each row gives printed/PDF pages, declarations or a qualified negative search, and model/resource differences. The PDF text/layout heading scan found no additional chapter-numbered results. Chapter 15 is average-case complexity in this source; proof complexity is in Chapter 21, and KW is 13.18.

Disposition counts: 19 Covered, 14 Partial, 2 Endpoint not located, 4 Source issue, 1 Unverified. Chapter counts (Covered / Partial / Endpoint not located / Source issue / Unverified): 11: 4/1/1/0/0; 12: 6/3/0/1/0; 13: 8/4/1/1/0; 15: 0/4/0/0/0; 21: 0/0/0/1/1; 22: 1/2/0/1/0. Coverage includes explicitly identified consequences/specializations of APIs, not only identically stated declarations. No mathematical implementation is added. Chapter 22 preserves #4712's constant-free restriction and exact quarter-density theorem, and #4713's limited counterexample; corrected RR 5.1(b) remains open.

Proposed development issues for coordinator deduplication (none created):

  • Connectivity is evasive. Draft 11.4, printed 212 / PDF 228: for the total Boolean function of the distinct undirected edges of an m-vertex graph, prove deterministic query complexity exactly m.choose 2, stating empty/singleton conventions. Dependencies: graph-to-bitstring representation, decision-tree adversary or a suitable existing evasiveness criterion. Exact connectivity instance not found; issue/PR searches for connectivity/evasiveness found no dedicated owner beyond Arora–Barak coverage: source audit and remaining formalization objectives #4711.
  • Zero-error expected-cost Yao equality. Draft 11.17 and §11.6, printed 216–220 / PDF 232–236: minimum worst-input expected cost over distributions on correct decision trees equals maximum over input distributions of the minimum expected deterministic cost. Dependencies: finite nonrepeating correct trees, pruning/cost preservation, the existing finite real-payoff minimax theorem and zeroErrorComplexity. Existing bounded-error depth minimax is a different contract; issue/PR searches for Yao/minimax/zero-error found no owner of this endpoint (Query complexity of AND–OR (NAND) tree evaluation: D = n and the Snir 3^k zero-error algorithm #3060 concerns AND–OR evaluation).
  • General distinct-prime MOD separation. Draft 13.5, printed 239 / PDF 255: for all distinct primes p,q, MOD_p is outside nonuniform AC⁰[q], with fixed moduli and circuit basis stated explicitly. Dependencies: prime-field circuit approximation and a lower-bound argument for arbitrary target modulus, beyond existing parity/majority cases. Include any necessary replacement for the special GF(3) interpolation step 13.6 (241 / 257); a different proof need not reproduce that auxiliary statement. Named Smolensky/MOD-separation issue/PR searches found parity/majority work but no owner of this quantified endpoint; Arora–Barak coverage: source audit and remaining formalization objectives #4711 lists it only as an audit lead.
  • Native space to general branching programs. Draft 13.15, printed 248 / PDF 264: a fixed deterministic native multitape decider with workspace S(n) ≥ log n has nonuniform acyclic variable-query branching programs of size 2^{O(S(n))}; specify read-only input, work-tape alphabet, input-head counting and the explicit bit encoding. Dependencies: finite bounded-configuration counts and a general branching-program model/compiler (not a read-once model). Searches found no dedicated owner; existing space-to-time simulations and feat(PRG): Nisan's generator fools read-once branching programs (#474 M5) #3187's read-once PRG do not establish this conversion.
  • Arbitrary monochromatic tiling bounds. Draft 12.8, 12.10 and 12.11, printed 224–225 / PDF 240–241: define finite monochromatic rectangle partitions independently of protocol trees and prove fooling-set cardinality ≤ partition size, matrix rank ≤ partition size, and uniform discrepancy times partition size ≥ 1. Dependencies: rectangle indicators, finite partition sums, matrix rank subadditivity and sign discrepancy. Existing APIs prove protocol-leaf variants; tiling/communication issue/PR searches found no owner of the arbitrary-partition API. Keep this as one reusable API development.
  • Corrected spectral discrepancy bound. Draft 12.13, printed 225 / PDF 241: bound each uniform rectangle sum by the real matrix's largest singular value times sqrt(|A||B|), divided by the input-space cardinality. Use eigenvalue magnitude only under an appropriate symmetric/normal hypothesis. Dependencies: the existing private bilinear operator-norm estimate in Communication/Forster.lean and matrix ℓ² norms. Eigenvalue/spectral communication source searches located that helper, not the discrepancy endpoint; no dedicated issue was found. The literal draft claim is false for nonsymmetric sign matrices, as the audit's 2×2 example shows.

Other partial rows are deliberately not promoted to separate implementation claims: #2865 owns the average-case contract/equivalence work; exact switching-bound parameter transport and the quantitative clique auxiliaries need further scoping. Corrected density amplification remains explicitly owned by #4711. The unwritten Fagin statement and the SAT/UNSAT typo are source problems; existing Fagin and Cook–Reckhow declarations are linked in the audit.

Validation: python3 -B scripts/check_operator_manual.py, python3 -B scripts/check_hygiene.py, and git diff --check pass. No Lean build or client test was run, as required by the shared-host brief. Declaration and model comparisons are source inspection, not a new semantic/axiom audit or checked proof of every displayed consequence. A follow-up checked client would be useful for arbitrary-partition consequences and for edge/vertex depth rounding in Valiant's lemma; none is added here.

Both manuals assessed: the Operator's Manual gains a direct audit route in “Find results”; the results inventory describes the added chapter scope. The Agent Operator's Manual needs no change because this adds no role, handoff or operating procedure. ROADMAP and upstream markers need no edit: this audit implements no missing theorem and leaves the broader objectives open.

Coordinator review requested, including independent source/model and both-manual review. Prepared by Christian Reitwiessner with Codex assistance for research, source comparison and documentation; no human review is claimed.

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GitHub blocks formal approval on the shared account (HTTP 422: “Can not approve your own pull request”); recording the independent agent verdict as a comment review under AGENTS.md.

Independent agent review: approve the documentation/source mapping at head 4f3652d115ffa8952f2be421c084341460471972, with integration held for completed CI advisory-notice and rendered-manual review. Reviewer identity: this T3 delegated-task session (/root, independent review of #4764). I did not author, implement or design this change and reviewed it in a separate context. This is agent review, not human review. No queueing or merging, per the explicit review brief.

I verified the supplied PDF SHA-256, scanned the chapter pages/layout and checked the result headings: 40 chapter-numbered results (6/10/14/4/2/4). The internal Claims 1 and 2 under 12.16 are explicitly accounted for. I read the named statements for all 19 Covered rows at snapshot b91d5151fd7dc665a5e3efcb466077caf44e690d, including the pinned CSLib measure inequalities. The finite query, protocol, circuit and formal-measure contracts support the recorded claims and disclosed restrictions. In particular, bounded-error depth minimax is not zero-error expected-cost minimax; arbitrary tilings are not protocol partitions; the matching bound charges binary monotone depth; and the KW game is unoriented. Valiant's grading theorem supports the combinatorial result with the stated vertex/edge and integer-rounding convention; I did not elaborate a new transport client.

All four Source issue rows are supported by the PDF: 12.13 uses eigenvalue magnitude for arbitrary matrices (the displayed nilpotent sign-matrix counterexample works); 13.11 omits a circuit-size restriction despite size-dependent error accounting; 21.4 literally says SAT; and 22.3 asserts the unrestricted positive density conclusion refuted by the certificate example. Chapter 22 agrees with #4712, #4713 and the inventory: constant-free formulas, exact quarter density, linear-witness counterexample only, and corrected amplification still open.

Negative-search sample: 11.17, 12.8, 12.10, 12.11, 13.5, 13.15, 15.7, 15.9 and 15.11 (9/16). Source searches support the qualified gaps; #2865 owns the average-case equivalence work. Issue/PR searches found no dedicated duplicate owner for the six proposed endpoints; the proposals state locators, mathematical contracts and dependencies. This does not establish semantic absence from every general theorem. No blocking findings; no Lean builds or new checked clients were run.

Both manuals assessed: the added Find results route is usable from the repository root and accurately explains snapshot/model limitations; the Agent Operator's Manual needs no change because no procedure, role or handoff changes. Inventory and remaining-objective wording preserve the milestone boundary. Dollar-math wording is consistent in the additions; diff whitespace check passes.

CI at review time: check-title and HTTP cache origin pass; ci-checks (run 43279265020) and Operator's Manual PDFs (run 43279264982) remain in progress. Finished ci-checks advisory notices and rendered PDFs are therefore not yet available for final review. The coordinator must inspect them before integration; this review does not claim that validation has finished.

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Coordinator integration record at 4f3652d115ffa8952f2be421c084341460471972:

  • Independent review: T3 delegated-task session node:delegated-task:command:mcp:209b45c0-6ec8-4d3a-9adb-bbb62207cefe:delegate-task:b5134b5f-fc3e-45bb-ae19-283f420e2704, APPROVE with integration holds of this exact head.
    • The reviewer did not author, implement or design the change, and reviewed it in a separate context.
    • The PR's author was a different session: …delegate-task:6618baca-02fb-41a7-9ca3-3411f3c4634f.
  • CI: Lean CI 43279265020 passed.
  • Advisory notices (read): no CslibFrontier/ definitions or theorems are added or modified (documentation-only PR).
  • Rendered manual: in the PDF artifact, the new audit pointer in finding-results.md (PDF p. 79) renders cleanly.
  • Integration check: git merge-tree confirms this PR merges cleanly in sequence with queued doc(results): audit Arora–Barak chapters 8–10 #4769 and doc(results): audit Arora–Barak chapters 16–17 #4768 and the other audit PRs.

Queueing.

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Taking the coordinator-requested normal-main join as worker session codex-ab-audit-join-20261113, on isolated branch codex/ab-audit-4764-join. The original approved head remains 4f3652d11; I will preserve its reviewed chapter records together with every landed chapter, exercise qualification and manual section, then return the bounded reconciliation for independent review. This is an integration repair, not a new book-wide source audit or a completion claim for #4711.

Preserve all landed chapter/exercise sections and all six approved chapter additions verbatim. Join both textbook search routes, retain the Goldreich inventory pointer, and update only the remaining-chapter accounting. This remains documentation/source mapping, not mathematical completion of #4711. Operator reference impact is reconciled; Agent roles and procedures are unchanged. Live manual checker, 72 controls and whitespace checks pass; retain independent source review and require bounded reconciliation/rendered-provenance review before integration.
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Completed the requested main join in 0c6ee9c81. Every landed chapter/exercise section and all six approved added chapter sections are preserved verbatim; chapters are ordered numerically, and only the remaining-chapter account changes. The results inventory retains its Goldreich pointer and main’s existing qualifications. Find results now retains both Goldreich routes alongside the approved Arora–Barak route.

The trusted current-main replay flags the three resolved document conflicts, so no mechanical PASS is claimed. Live manual checks, 72 controls and whitespace checks pass. No Lean source, dependency or procedure changes. Bounded reconciliation review is requested using the retained source review and final QA; fresh CI/advisory and rendered-manual provenance remain required. This expands the recorded audit, not the mathematics proved or completion of #4711; #4770 and #4766 retain their requested later sequence.

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Independent non-author coordinator /root/review_bpp_reconciliations: APPROVE — bounded document reconciliation at 0c6ee9c8119acf199c1b1fab6a8a3f7896bf230b. I retain the independent source audit and completed4f3652d1 QA, following the requested sequential join. All six approved Chapter11/12/13/15/21/22 sections and every incoming main chapter/exercise section are byte-identical; the chapter order is numeric. The source/credit introduction is unchanged. The updated remaining-work account correctly distinguishes snapshot-qualified catalogue coverage from unproved theory/exercises and keeps #4711 and corrected density amplification open.

README retains all main text plus three qualification lines. Find results retains all main text, including both Goldreich routes, plus the exact approved Arora–Barak paragraph. That route remains usable from the documented repository starting point and directs readers to model/snapshot limits; it does not claim book-wide theorem completion. Agent Manual is exactly main and no role, procedure or issue ownership changes. Only the three documentation paths differ from main; no Lean source, pin or dependency changes. I checked the live checker’s empty error list and72 passing controls; no Lean build or new whole-book review was needed.

The trusted replay correctly flags the three reviewed document conflicts, so no mechanical PASS is claimed. Hold integration for this new head’s CI/advisory and rendered-manual provenance/carry return. The retained older QA does not establish those new-head gates. No source edits, queue action or watches. Agent review, not human approval.

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Independent non-author integration verifier /root (this review session): APPROVE exact head 0c6ee9c8119acf199c1b1fab6a8a3f7896bf230b; the remaining integration holds are cleared. I reuse the source review and bounded reconciliation approval, including both manuals' meaning. This is independent agent verification, not human approval or a repeated book audit.

I inspected the actual CI job: strict build/test, lint, mk_all check, style and init-import gates all succeeded. All three advisory steps were read: no changed library proof blocks, definitions or theorem statements; the description's one checked name resolves. The tested merge 7cdc21b758db715064ba2cfbbc05f02a660f0ae1 has identical Git blobs to the approved head for all three PR documents (cadaf667…, 883156fa…, c99a18b3…).

The current manual run artifact 14008342784 contains both manifests at the exact head with source_checkout_dirty: false. Both PDF SHA-256 values match their manifests (Operator ad4d1e5cee5ed8dcd65bd658a8d7b946c19259a78df5afe8ea888910ba63fb87; Agent 99e603a6906aa7932a8ed63c521755e69a39bb499681c72a175603f5c2d5afa8); affected Find results source and Agent Manual source hashes also match the head. Visual inspection of Operator PDF page 86 (printed 78) confirms the Arora–Barak paragraph is readable, unclipped and preserves the open density-amplification qualification alongside the Goldreich route. The old PDF-page locator has shifted.

No remaining human-review or dependency hold found in the PR/linked issue. No source edits, local builds, dependency downloads or checkout changes. #4711 remains open. Queueing this exact approved head once using scripts/queue_pr.py extracted from verified current main 6657ea5309c8dd80b27e3d78bedb414921c5656e, without wait/force; no merge or monitoring action.

chris-ai1 added a commit that referenced this pull request Nov 13, 2026
Join a5542c8 after #4764 actually integrated. Preserve all 212 main result records, all approved tiling records, all seven approved code/client blobs, and the Operator Manual as exact main plus its approved tiling insertion.

Resolve the sole audit-document conflict by retaining complete main chapter/snapshot/exercise text byte-for-byte and placing the approved positive tiling milestone under Chapter 12. Only its heading and introductory navigation change to distinguish later formalizations from historical snapshot rows.

Validation: strict tiling, four protocol-client, nondeterministic and registry targets pass (13470 jobs); manual checker/72 controls, hygiene and source-only changed-file lints pass. Both-manual impact remains as reviewed; no agent workflow change. Existing independent mathematical/source approval is retained; new-head CI and bounded reconciliation/manual review remain required.
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