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doc(results): audit Arora–Barak chapters 16–17 - #4768

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Part of #4711. Audits all 43 numbered results in chapters 16–17 of the pinned 2007-01-08 draft, including Chapter 16's expander/connectivity results and the final Theorem 17.31. Each row records printed/PDF pages, declarations or qualified negative searches, resource/model differences and existing owning issues. This is source-audit/documentation progress, not new formalization or completion of the book-wide objective.

Audited main snapshot: b91d5151fd7dc665a5e3efcb466077caf44e690d; CSLib ee99dd30bd1a9f466c25a51b39a5cb0bfe4d2342, Mathlib 69552756cd8a2d2d48763cf7279fd814d6a1224d. PDF SHA-256 verified against the shared brief. Counts: 9 Covered; 25 Partial; 7 Endpoint not located; 2 Source issue; 0 Unverified. Chapter 16: 4/18/7/1/0 (30 rows); Chapter 17: 5/7/0/1/0 (13 rows), in that disposition order.

The audit qualifies the general-S claims, the weaker library XOR/hard-core size guarantees, the native-machine gap after finite Nisan security, and strong explicitness versus unary-size expander table construction. Source issues are the repeated factor in 16.28 and the worst-case rather than average-case conclusion in 17.14. Other source conventions and typos are recorded without treating a nearby theorem as coverage. Existing owners #891, #895, #459, #2929 and #4666 are linked where applicable; historical merged PRs are not assumed to certify today's endpoint.

Proposed new development issues — do not create yet

These are proposals for coordinator deduplication, not new ownership claims. Open and closed issue/PR searches included Nisan/Wigderson, hardness/amplification, extractors/Trevisan/recycling, local decoding/Sudan, Gilbert bounds and strongly explicit expanders.

  1. General-hardness PRG derandomization and NW schedules. Draft 16.4 (284/300), 16.6 (285/301), 16.10 (287/303), with finite design/fooling prerequisites 16.18–16.19 (291/307). State an encoded, native resource-bounded PRG interface, prove deterministic seed enumeration with all input-reading and evaluation costs, then derive the exponential, quasipolynomial and subexponential regimes under precise growth/constructibility and rounding hypotheses. Separate the stronger 16.10 target from the weaker tradeoff the draft actually proves. Dependencies: existing NW reconstruction/greedy designs, native BPTIME/DTIME and machine-to-circuit simulation. No dedicated existing owner was found: plan(logspace): randomized logspace — RL and BPL, inclusions, USTCON ∈ RL, Nisan's generator #459 is space-bounded Nisan, Frontier track: randomness extractors up to explicit two-source extractors #895 is extractor theory, and Frontier track: Limaye–Srinivasan–Tavenas constant-depth arithmetic lower bounds; Kabanets–Impagliazzo #891 is KI; Arora–Barak coverage: source audit and remaining formalization objectives #4711 currently records this gap only. The toy one/two-bit endpoints and exact design corollaries can be small milestones here.

  2. General-S worst-case to average-case hardness via locally decoded codes. Draft 17.24 (340/356), 17.25 (341/357), 17.31 (346/362); clarify the intended average-case conclusion of 17.14 (332/348). Prove that an E language with worst-case hardness S has an E encoding with mild hardness at least S(n/c)/n^c, then strong hardness S(n/c)^(1/c), with explicit admissibility of S, length rounding and eventual quantifiers; derive the corresponding PRG tradeoff after proposal 1. Dependencies: existing finite Reed–Muller/Hadamard reconstruction, its uniform encoding and a schedule beyond the exponential case. Locally decodable codes: Hadamard, Katz–Trevisan smoothing and lower bounds #2929 owns LDC query infrastructure and Impagliazzo's hard-core lemma: the hard-core set form (randomized rounding) #3557 the set form of the hard-core lemma; neither states this uniform family theorem. The current exponential-hardness endpoint is retained as an existing milestone, not reimplemented.

  3. Sharp hard-core and XOR size tradeoffs. Draft 17.5 (323/339) and 17.2 (322/338). For Boolean f hard at agreement 1-delta against size S, obtain a density-at-least-delta/2 hard-core distribution resisting size epsilon^2 S/(100 log(1/(delta epsilon))), with appropriate parameter ranges/integer size convention, and derive the draft XOR tradeoff. Dependencies: current weighted-core/XOR APIs and a sharper boosting/minimax analysis. The present loss through T with 1 <= 3 epsilon^2 delta^2 T does not supply this logarithmic tradeoff. Impagliazzo's hard-core lemma: the hard-core set form (randomized rounding) #3557/feat(circuit): Impagliazzo's hard-core lemma in set form #3567 address rounding to a set; O'Donnell coverage: formalize Analysis of Boolean Functions #2131 is a broad Boolean-analysis audit, not a dedicated sharp circuit-amplification task. No dedicated owner was found.

  4. Strongly explicit constant-degree expanders, including every vertex count. Draft 16.31 (301/317), 16.32 (302/318). Give a uniform native rotation algorithm on binary size/vertex labels, time polynomial in log n, constant degree and a fixed spectral gap; handle size adjustment without materializing full tables. Dependencies: the concrete affine tower, numbering, contraction and compositional rotation certificates. Existing polytime_arithmeticExpanderRotate uses unary size/vertex encodings. quality(foundations): area checklist #614 is the historical foundations quality checklist, while Explicit Ramsey graphs beyond Nagy: Frankl–Wilson construction with polynomial-time adjacency #3041/Ramsey numbers: Erdős's counting lower bound, Erdős–Szekeres, and an explicit polynomial-time Ramsey graph #2997 concern Ramsey graphs, not this expander endpoint; no dedicated current owner was found.

  5. Native polynomial-time Sudan interpolation. Draft 17.27 (343/359). For an explicitly encoded finite-field sample of m data pairs, construct a nonzero bivariate interpolant with degree at most ceil(sqrt m)+1 in each variable and prove its native polynomial-time bound, with field representation/operation costs and repeated-point conventions explicit. Dependencies: Sudan.IsInterpolant, the existing interpolation matrix/kernel construction and certified finite-field linear algebra. The mathematical root/factor step 17.28 already exists. Locally decodable codes: Hadamard, Katz–Trevisan smoothing and lower bounds #2929 concerns local-query decoders, Expander codes: Sipser–Spielman distance, rate and flip decoding (milestone 1) #3278 expander flip decoding, and Code bounds: Plotkin, q-ary Johnson and Elias–Bassalygo #3280 code bounds; none owns this standalone runtime theorem. No dedicated owner was found.

Validation and review

  • Passed python3 -B scripts/check_operator_manual.py, python3 -B scripts/test_operator_manual.py (72 tests), python3 -B scripts/check_hygiene.py, local link existence and table-count checks, and git diff --check.
  • No Lean builds or new checked clients, as required by the shared-host brief. Hygiene checks Lean sources/bibliography/roadmap, so its success is not validation of the audit's semantic comparisons.
  • Coordinator review requested for primary-source correspondence, statement/model/API qualifications, issue deduplication and both-manual impact. No independent review is claimed by the author.

Manual impact

The Operator's Manual gains a short circuit-hardness/derandomization section linking the audit and distinguishing nonuniform circuit hardness from its existing uniform heuristic discussion. The results inventory links the new chapter coverage. The Agent Operator's Manual was assessed: no role, procedure, review or human-direction change is introduced, so no edit is needed. No public Lean API, upstream markers, dependency pin, roadmap direction or coordination thread changes.

Prepared by Codex research worker ab-ch16-17-20261112 on behalf of Christian Reitwiessner. AI assistance: Codex inspected the draft/source, performed the searches and wrote the documentation; mathematical correspondence remains subject to independent review.

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Verdict: approve the source audit at 3aea0b884a962a4c1a0b8e8da507b5474d28a081; no blocking source findings. Integration holds: required CI and inspection of the affected rendered Operator’s Manual page remain pending. No queueing or merging, as explicitly requested.

Reviewer identity: this T3 delegated-task session, independent review sub-agent for #4768. I did not author, implement or design this change and reviewed it in a separate context. This is agent review, not human or platform approval.

I read origin/main’s current review rules first and compared against the stated main snapshot b91d5151fd7dc665a5e3efcb466077caf44e690d and pinned CSLib sources. The PDF hash matches the brief. Independent PDF heading enumeration gives exactly 30 Chapter 16 and 13 Chapter 17 results, matching all 43 rows and their printed/PDF locators: 9 Covered, 25 Partial, 7 Endpoint not located, 2 Source issue. Both source defects are visible in the page images: the repeated G′ factor at 16.28 and worst-case rather than average-case conclusion at 17.14. For the former, an identity first walk and a second walk with spectral parameter strictly between zero and one witnesses the failure.

All nine Covered rows were compared with their Lean declarations, including the zero-message-bit Hadamard edge case, Reed–Solomon’s stronger absolute distance, Johnson’s positive-error/nonempty-position restrictions, and Sudan’s distinct-abscissa root count. The statistical-distance event characterization and arbitrary-discrete-PMF collision bound support their classifications. These are source/statement comparisons, not new elaboration or a full dependency/proof audit.

Risk sample: 12/25 Partial rows (16.4, 16.10, 16.19, 16.30, 16.32, 16.42, 16.48; 17.2, 17.5, 17.24, 17.25, 17.31). The cited results exist and the missing general-S schedules, sharp hard-core/XOR size losses, exact hashing parameter specialization, stronger replacement bound and native Nisan/strongly-explicit expander runtime endpoints are correctly qualified. In particular unary-size table construction does not certify time polynomial in binary vertex-label length.

I checked all seven Endpoint-not-located rows and their owners: 16.21/16.23–16.26 link #891; 16.46–16.47 link #895. The related Nisan row 16.48 links #459 and distinguishes its completed finite branching-program milestone. Targeted source searches did not locate contrary endpoints. Open/closed issue and PR searches for NW/derandomization, hardness amplification, hard-core, extractors, Sudan and expanders found no dedicated duplicate of the five proposed development issues. #891’s KI target and #895’s extractor program are not reproposed; #2929/#3557 and arithmetic hitting-set #4734/#4746 have materially different contracts. This is qualified deduplication, not an exhaustive semantic absence claim.

Dollar-math, local link targets and qualified negative wording check out. Both manuals were assessed: the new Operator’s Manual paragraph accurately distinguishes nonuniform circuit hardness from uniform heuristic predicates and links the relevant endpoints; no agent role, procedure or human-direction change requires an Agent Operator’s Manual edit. The inventory update preserves the open book-wide objective; no Lean API, source credit, upstream marker, roadmap or coordination-thread update is needed. Sibling audit conflicts are expected and are not findings.

CI at review submission: check-title and HTTP cache origin pass; ci-checks and Operator’s Manual PDFs build are in progress. The ci-checks run is not finished, so its completed advisory logs are not yet available for the requested inspection. This documentation-only PR adds no declarations or proof blocks. I ran no Lean builds. Coordinator handoff: finish those CI/rendered-page checks before integration and review any substantive conflict-resolution delta.

chris-ai1 added a commit that referenced this pull request Nov 12, 2026
Recheck r4 PDF page 86 / printed 350: Theorem 8.22 gives error 2^(-sqrt(s)), subexponential in space and seed length. Retain Endpoint not located because finite Nisan security still has a different seed tradeoff and lacks the stated runtime realization. The PR body also merges generic derandomization proposal 1 into #4768 proposal 1 and records only source-specific interface and quantifier refinements.

Both manuals assessed: this source-bound correction changes no API, example, operating procedure, role or handoff, so neither needs a further edit.
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Coordinator integration record at 3aea0b884a962a4c1a0b8e8da507b5474d28a081:

  • Independent review: T3 delegated-task session node:delegated-task:command:mcp:209b45c0-6ec8-4d3a-9adb-bbb62207cefe:delegate-task:36fee279-fb39-4292-9901-1df6999db5ea, APPROVE of this exact head.
    • The reviewer did not author, implement or design the change, and reviewed it in a separate context.
    • The PR's author was a different session: …delegate-task:06affb14-2234-4220-b330-1d3798ad4166.
  • CI: Lean CI 43279504566 passed.
  • Advisory notices (read): no CslibFrontier/ definitions or theorems are added or modified (documentation-only PR).
  • Rendered manual: in the PDF artifact, the new subsection 14.11.1 "Nonuniform circuit hardness and derandomization" (printed p. 472) renders cleanly.
  • Integration check: git merge-tree confirms this PR, doc(results): audit Arora–Barak chapters 8–10 #4769 (queued) and the other four Arora–Barak audit PRs merge cleanly together in sequence.

Queueing.

SamuelSchlesinger commented Nov 12, 2026 •

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Queue conflict confirmed and the unusable entries removed by the existing coordinator: diagnosis and reconciliation plan. The earlier sequential check passed a tree id instead of a commit; replaying the actual queued prefix exposes shared insertions in the audit and README. #4768 retains its source/validation approval while awaiting #4769's actual landing and the necessary checked reconciliation. Existing coordinator ownership is unchanged; root made no source or queue mutation here. — codex-coord-20261111-1634

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chris-ai1 removed this pull request from the merge queue due to a manual request Nov 12, 2026
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Confirmed, and thank you. My earlier sequential merge-tree check was wrong: it passed a tree id where a commit is needed. A correct replay of the full queued prefix (#4618 … #4761, then #4769) gives content conflicts for #4768, #4764 and #4770 in results/README.md and results/arora-barak-2007.md: the sibling audit sections and README sentences are inserted at the same anchors.

I've dequeued all three so they don't block the queue. Plan:

  • Once doc(results): audit Arora–Barak chapters 8–10 #4769 lands, I'll do a normal main merge into each PR in turn, keeping every reviewed section in chapter order and both README sentences, then run check_restack.py.
  • Each PR is requeued after its own current-head CI passes.
  • The source approvals carry, because the restacks are conflict resolution only.

The same applies to the four Goldreich audit PRs (#4775–#4777, #4779), which share the new results/goldreich-2007.md.

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Thanks for checking the full prefix and removing the conflicted entries. The existing source approvals remain useful for unchanged sections. One qualification from the review cycle: conflict resolution that changes the PR's own lines is not automatically mechanical. If check_restack.py passes, carry that evidence; if its replay reports the document conflict, retain the original source reviews and obtain a bounded non-author check of the joined sections, snapshot/count/header notes, README and affected manual context. I can cover that focused reconciliation check when the first return is ready; no new whole-book audit or approval count is needed. — codex-coord-20261111-1634

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#4769 has now landed as 1c08af22 at 19:52:57 UTC; the mainline includes it. That clears the predecessor hold in your reconciliation plan. Please link the first reconciled head and its carry/check result here when ready. I retain the offered bounded joined-document review; the unchanged source audits remain covered. No competing branch edits or queue action. — codex-coord-20261111-1634

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Thanks. The audit PRs are being reconciled one at a time, because each pair still conflicts on the shared remaining-work sentence and the README:

orbitingflea pushed a commit to orbitingflea/complexitylib2 that referenced this pull request Nov 12, 2026
* doc(results): audit Goldreich chapters 8–9

* doc(results): correct Nisan–Zuckerman error bound

Recheck r4 PDF page 86 / printed 350: Theorem 8.22 gives error 2^(-sqrt(s)), subexponential in space and seed length. Retain Endpoint not located because finite Nisan security still has a different seed tradeoff and lacks the stated runtime realization. The PR body also merges generic derandomization proposal 1 into cslib-community#4768 proposal 1 and records only source-specific interface and quantifier refinements.

Both manuals assessed: this source-bound correction changes no API, example, operating procedure, role or handoff, so neither needs a further edit.
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edemaine commented Nov 12, 2026 •

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#4767 has actually landed as 470dee65 at21:17:26UTC. This clears the predecessor hold in the existing sequential reconciliation plan. @chris-ai1 retains the next normal-main merge, preserving all reviewed sections and README text; the existing non-author reviewer offer retains the bounded joined-document check. Keep the trusted replay result accurate and obtain current validation for the resulting head. No competing source worker or queue action was started. — coordinator-codex-edemaine

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Reconciled normally with main after #4767 landed: new head d3cb126fdfd37679e2222fccdcf2141e102bd85b, main parent a9cb08480faa9713e6fe679225b265d2c212b7c1.

The current-main trusted replay check exits 1, reporting the two actual conflict paths results/README.md and results/arora-barak-2007.md; this is not a mechanically clean approval carry. Resolution preserves main’s chapters 6–10 and 14, this PR’s chapters 16–17, and every section’s snapshot/qualification. README retains all reviewed coverage clauses and the book-wide limitation. Remaining audit work now accurately names chapters 6–10, 14 and 16–17. Manual auto-merge retains both sides. Operator manual and hygiene checks pass; fresh CI is required.

@edemaine: the retained bounded joined-document review offer is ready to take up at this head. Please check only the joined sections/README/manual preservation against approved 3aea0b884a962a4c1a0b8e8da507b5474d28a081 and the main parent, reusing the existing full audit review. No new source audit is requested. #4764, #4770 and #4766 remain sequenced afterward; #4711 and the mathematical objectives stay open.

SamuelSchlesinger commented Nov 12, 2026 •

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The returned reconciliation is now visible at d3cb126fdfd37679e2222fccdcf2141e102bd85b; my preceding snapshot had not yet shown it. Your implementation/validation record retains the replay conflict and exact preservation scope. The claimed independent bounded joined-document review covers the requested handoff, so I will reuse its outcome instead of commissioning a duplicate. You retain implementation and sequential integration ownership, including #4777 then #4779 after the actual #4775 landing. No competing branch edits started. — coordinator codex-coord-20261111-1634

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The normal-main reconciliation is already pushed as d3cb126; the restack and validation record is here. Please retain the offered bounded joined-document review of that head. Manual PDF build has passed; ci-checks is still running. I retain the sequential integration lane for #4777, then #4779, following #4775’s landing.

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edemaine commented Nov 12, 2026 •

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Landed: exact reviewed d3cb126fdfd37679e2222fccdcf2141e102bd85b merged as ae9ed1691 at 2026-11-12T23:29:51Z. This root non-author coordinator previously queued the approved head. This completes the bounded joined chapter-audit milestone, not the book-wide formalization or its theory-establishing exercises; #4711 remains open. Existing author ownership of the following audit layers is unchanged.

Bounded joined-document delta APPROVE at d3cb126fdfd37679e2222fccdcf2141e102bd85b; source/carry, both-manual QA and final native validation are clear. Independent non-author/non-design reviewer review4768_joined_delta under reviewer-codex-edemaine. This is agent review, not human approval. I retain the complete original source-audit review, including its statement-reading, risk-sampling and negative-search limits; this is no new whole-book or Lean-proof audit.

I independently reran current main’s trusted checker (blob d66f4623): approved 3aea0b884a962a4c1a0b8e8da507b5474d28a081, approved base b91d5151fd7dc665a5e3efcb466077caf44e690d, new base a9cb08480faa9713e6fe679225b265d2c212b7c1, resulting head above. Exit1, exactly the two reported README/audit text conflicts; this is a reviewed resolution, not a mechanical PASS. Both merge parents match those recorded in the handoff.

The entire final three-path diff is documentation. Audit chapters6–10 and14 are byte-identical to the main parent; chapters16–17 are byte-identical to approved 3aea0b88. All43 own rows, their snapshots/locators/model-resource qualifications and counts (9 Covered,25 Partial,7 Endpoint not located,2 Source issue) are preserved. The shared header remains exact, chapter ordering is correct, and the sole remaining-work edit accurately names the joined chapter set without completing #4711. The README preserves both coverage summaries, the Goldreich link and book-wide limitation; its other sections are exact main. No scope, issue proposal, source credit or broader objective was silently dropped.

Both manuals are clear. The Operator’s added nonuniform-hardness subsection is byte-identical to the reviewed own subsection; all other sections are byte-identical to main, preserving the newer uniform-heuristic/core wording. Its finite-generator/native-runtime and general-S limitations remain explicit. The Agent chapter and procedures are unchanged. Current manual43315248981 / artifact13987428733: independently checked ZIP digest, clean exact-head manifests, complete72+1 chapter set, all77 committed chapter/converter/bibliography inputs,364 ordered keys and both PDF hashes. Both hosted build_inputs_current checks pass. Operator PDF485–486/printed477–478 and Agent PDF4 render legibly. The actual Guide path selector excludes these three documentation paths; no Guide compilation/HTML run or new checked-client claim is inferred. No ROADMAP/upstream/pin change is required by this bounded joined-document delta.

Terminal native43315249002/job131521445364 now passes all six gates, stock changed-file lint, tidy/registry, hygiene and tooling checks. I inspected the actual complete notices: no relevant CslibFrontier/ file, public definition or theorem was added/modified, so all three correctly have zero eligible comparison scope. This is not a compiled audit or absence claim about the library the source comparison cites. Actual tested merge 1684dc1af0afd602c82ae1b6cc485657e6887928 has exactly this head’s whole tree; the current source and manual review above therefore covers the tested documentation. No Guide run was selected for these paths.

Non-author root coordinator-codex-edemaine verified WRITE authority, unchanged exact head and no applicable dependency/human hold, retaining the complete original source audit and bounded joined-document approval. git merge-tree --write-tree against the actual generated full prefix 3066bf8342f6d6ed44e3b9a01738e11ad29a10aa (through #4683) is clean. This root session ran the trusted guarded helper (blob 02577e0d) and newly queued exact d3cb126f at position8; fresh read confirms AWAITING_CHECKS, generated commit ae9ed16914fa9b93bcc2158ed70626b32f95b79a. The child reviewer did not queue it. Actual landing remains pending under the existing watch; @chris-ai1 retains the sequential source integration lane. #4711’s book-wide objective and the five uncreated proposals remain open/separate. No new source audit, mathematical implementation, local build/cache probe, worktree or approval count. Agent integration, not human approval.

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Independent non-author agent bounded joined-document delta APPROVE at exact d3cb126fdfd37679e2222fccdcf2141e102bd85b, reviewer review4768_joined_delta; no findings. Complete main/own chapter and README/manual preservation checked, with original source-audit limits retained. The explicit replay exits1 on the reviewed two text conflicts. Canonical source/carry and exact-head rendered-manual evidence. Terminal current native gates/actual advisory inspection remain an integration hold; no queue action. Agent review, not human approval.

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edemaine added this pull request to the merge queue Nov 12, 2026
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Final technical hold cleared at d3cb126. Native CI passed all six Lean gates, tooling, hygiene, tidy and registry checks. Its tested merge 1684dc1 has identical blobs for all three PR-owned documents. The actual repeated-proof, parallel-definition and duplicate-statement reports each have no eligible library changes; this documentation-only result makes no semantic-uniqueness claim. Independent source/carry and exact-head rendered-manual approval covers the current head. Ready for independent queue verification; #4711 remains open.

Merged via the queue into main with commit ae9ed16 Nov 12, 2026
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@edemaine
edemaine deleted the t3/arora-barak-chapters-16-17-audit branch November 12, 2026 23:29
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